Regulatory Compliance
CoreXTrader is committed to maintaining the highest standards of regulatory compliance and transparency in all our operations and services.
SOC 2 Type II
Certified for security, availability, and confidentiality
GDPR
Compliant with EU General Data Protection Regulation
PCI DSS
Compliant with Payment Card Industry Data Security Standard
Our Commitment to Compliance
CoreXTrader maintains a comprehensive compliance program designed to ensure adherence to all applicable laws, regulations, and industry standards. Our compliance framework includes:
- Regular internal and external compliance audits
- Ongoing employee training and awareness programs
- Robust policies and procedures for data protection and privacy
- Incident response and breach notification procedures
- Third-party risk management and vendor due diligence
Regulatory Framework
CoreXTrader operates within the following regulatory frameworks:
United States
- •Securities Exchange Act of 1934
- •Commodity Exchange Act (CEA)
- •Sarbanes-Oxley Act
- •FINRA regulations
International
- •GDPR (European Union)
- •MiFID II (European Union)
- •AML/KYC regulations
Data Protection and Privacy
We are committed to protecting the privacy and security of our users' personal data:
- Implementation of privacy by design principles
- Regular privacy impact assessments
- Data minimization and purpose limitation practices
- User rights management and data portability
- Secure data disposal and retention policies
Third-Party Compliance
We maintain strict compliance standards for all third-party vendors and partners:
- Comprehensive due diligence process for all vendors
- Contractual requirements for data protection and security
- Regular security assessments and audits
- Ongoing monitoring of vendor compliance
Contact Our Compliance Team
For questions regarding our compliance practices or to request compliance documentation, please contact our compliance team:
General Compliance Inquiries
Email: compliance@corextrader.com
Phone: +1 (555) 123-4567
Regulatory Reporting
Email: regulatory@corextrader.com
Response Time: Within 2 business days