Regulatory Compliance

CoreXTrader is committed to maintaining the highest standards of regulatory compliance and transparency in all our operations and services.

SOC 2 Type II

Certified for security, availability, and confidentiality

GDPR

Compliant with EU General Data Protection Regulation

PCI DSS

Compliant with Payment Card Industry Data Security Standard

Our Commitment to Compliance

CoreXTrader maintains a comprehensive compliance program designed to ensure adherence to all applicable laws, regulations, and industry standards. Our compliance framework includes:

  • Regular internal and external compliance audits
  • Ongoing employee training and awareness programs
  • Robust policies and procedures for data protection and privacy
  • Incident response and breach notification procedures
  • Third-party risk management and vendor due diligence

Regulatory Framework

CoreXTrader operates within the following regulatory frameworks:

United States

  • Securities Exchange Act of 1934
  • Commodity Exchange Act (CEA)
  • Sarbanes-Oxley Act
  • FINRA regulations

International

  • GDPR (European Union)
  • MiFID II (European Union)
  • AML/KYC regulations

Data Protection and Privacy

We are committed to protecting the privacy and security of our users' personal data:

  • Implementation of privacy by design principles
  • Regular privacy impact assessments
  • Data minimization and purpose limitation practices
  • User rights management and data portability
  • Secure data disposal and retention policies

Third-Party Compliance

We maintain strict compliance standards for all third-party vendors and partners:

  • Comprehensive due diligence process for all vendors
  • Contractual requirements for data protection and security
  • Regular security assessments and audits
  • Ongoing monitoring of vendor compliance

Contact Our Compliance Team

For questions regarding our compliance practices or to request compliance documentation, please contact our compliance team:

General Compliance Inquiries

Email: compliance@corextrader.com
Phone: +1 (555) 123-4567

Regulatory Reporting

Email: regulatory@corextrader.com
Response Time: Within 2 business days